James Albert Pettit

Order Instituting Administrative Proceedings Pursuant to Section 15(B) of the Securities Exchange Act of 1934 and Section 203(F) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

0 Shares:
Leave a Reply

Your email address will not be published. Required fields are marked *

You May Also Like
Read More

View Systems, Inc.

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of…
Read More

Roger Knox

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and…
Read More

Bloomberg Finance L.P.

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing…
Read More

Adam Mattessich

Order Instituting Administrative Proceedings Pursuant to Section 15(B) of the Securities Exchange Act of 1934 and Notice of…